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How to Rollover Your Old 401k

Investing

How to Rollover Your Old 401k

Moving your retirement savings doesn't have to be a headache, but you need to get the tax details right to avoid a surprise bill.

What is a rollover

When you leave a job, you usually have a chunk of money sitting in a 401k. A rollover is just the process of moving that money into an individual retirement account, or IRA, that you control yourself. You aren't cashing out, so you shouldn't owe taxes if you do it correctly.

The two types of accounts

You need to know if your old 401k is traditional or Roth. A traditional 401k is funded with pre-tax money, meaning you haven't paid taxes on it yet. A Roth 401k is funded with after-tax money, so it grows tax-free. When you move these, you want to keep them separate. If you put a traditional 401k into a Roth IRA, the government will treat it as income and tax you on the whole amount. That is a trap that can cost you a lot of money in one tax season.

How to handle the transfer

The safest way to move your money is a direct rollover. This means the money goes straight from your old 401k to your new IRA without touching your bank account. If your old company sends a check to you personally, they might withhold money for taxes. You then have 60 days to deposit the full amount into a new account to avoid penalties. It is messy, so try to avoid it.

Where to park the money

Once the money hits your new IRA, you get to decide what to do with it. You might look into index funds & ETFs, which are baskets of stocks that track a specific market index to keep costs low. Some people prefer to open a brokerage account to manage these investments manually. If you don't want to pick investments, you could look at robo-advisors, which are services that use algorithms to build and manage a portfolio for you based on your goals.

What you should compare

Look at the fees each platform charges. Some places charge a flat fee for the account, while others charge a percentage of your assets. Keep an eye on the annual percentage yield (APY)—the amount of interest a savings product pays you over a year—to see if your uninvested cash is earning anything while it sits there. When you look at other financial products, like a loan for a car, you will see an annual percentage rate (APR), which is the total cost you pay to borrow money including fees. In the world of investing, you want the lowest possible friction and the lowest possible costs.

Common traps

Watch out for account maintenance fees that eat away at your growth. Also, make sure you aren't just sitting in cash. An IRA is just a bucket; you still have to buy the actual investments inside it. If you move your money and leave it in a money market fund, you might miss out on market gains. Finally, don't confuse your retirement planning with other goals like banking & savings, mortgages, or managing your credit cards. Those are for your short-term life; the IRA is for your future self.

Common questions

Will I pay taxes if I move my 401k?

If you move it from one traditional account to another, or one Roth to another, you won't pay taxes. If you accidentally move traditional money into a Roth account, you will owe income tax on that entire amount.

Can I keep my old 401k where it is?

Yes, but many people move it because they want more investment choices or lower fees. Keeping it where it is means you have to deal with the old employer's plan rules forever.

How long does a rollover take?

It depends on the company, but it usually takes a few weeks. Expect some paperwork or a phone call to verify your identity.

Should I roll my 401k into my new job's 401k instead?

That is an option, and it keeps everything in one place. Check if your new plan has better investment options and lower fees before you decide.